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Guardians
of Retired Judge Accused
of Lax Accounting and Improprieties
By Trymaine Lee
The New York Times
November 18, 2007
Those close to retired
Judge John L. Phillips Jr., including his court-appointed property
guardian, blame his previous guardians for much of the financial
mess that may force the sale of the Slave Theater to pay the judge’s
debts.
The guardian, James Cahill
Jr., says in court filings that those who used to be responsible for
Mr. Phillips’s financial affairs not only mismanaged them but never
paid taxes or filed timely accountings. Both are violations of the
statute that governs Brooklyn’s guardianship program.
At least one of the former
guardians, Emani P. Taylor, was not bonded, another violation,
according to Ezra Glazer, a lawyer for Symphony Moss of Ohio, Mr.
Phillips’s niece and current personal guardian.
The former guardians
accused in court papers are Harvey L. Greenberg, Frank J. Livoti,
Ray Jones and Ms. Taylor, all lawyers.
According to reports filed
in court by Mr. Cahill, Ms. Taylor wrote herself hundreds of
thousands of dollars’ worth of checks from Mr. Phillips’s accounts.
He alleged in the filings that she also paid about $100,000 to
relatives and friends.
Ms. Taylor was named
interim guardian after Mr. Livoti and Mr. Jones were taken off the
case. In an interview, she said that she was initially brought into
the fold as Mr. Phillips’s lawyer, through a mutual acquaintance,
after friends of the retired judge said that Mr. Livoti and Mr.
Jones were not properly caring for his estate. Ms. Taylor said
friends of Mr. Phillips told her that he was at times without heat
or hot water.
Mr. Livoti and Mr. Jones
declined to comment for this article.
Mr. Greenberg, the first
court-appointed guardian, said that he served only a few months
before stepping down after he realized how complicated the
guardianship case was, especially because of the many characters who
he said claimed to be Mr. Phillips’s "friends" but instead were
ripping him off.
"It became messy because he
was incompetent before the world recognized that he was
incompetent," Mr. Greenberg said. "It’s a very sad case. I have been
guardian for 30 years in this business, and I saw what was going on
and I didn’t want to be a part of it."
Mr. Greenberg said he
accepted no fees. He said that he had followed the case and that he
"can’t understand why the guardian charged up a couple hundred
thousand dollars."
Ms. Taylor, who was Mr.
Phillips’s guardian for three years beginning in September 2003,
said she inherited a hopelessly disorganized guardianship account
with few, if any, records or documents showing which properties of
Mr. Phillips’s had been sold, which he still owned or how much money
he had. She said she could not even collect Mr. Phillips’s pension
checks because she had no idea where they were being mailed.
Ms. Taylor acknowledged
that she paid herself roughly $300,000 from the judge’s estate but
said she had been paying for clothing and food for him out of her
own pocket.
"I still don’t believe I
did anything wrong," Ms. Taylor said. "I received a guardianship
account that was bankrupt. I wrote an order to the best of my
ability, and that order was in consideration of the numerous people
that needed to be paid in the future. At the point I was finally
able to have the funds to pay persons, I rightfully believe that I
was one of those persons."
Ms. Taylor said she hired
relatives and trusted friends, saying that otherwise payment would
have been required upfront.
Reports filed in court by
Mr. Cahill show checks totaling nearly $50,000 that were paid to Ms.
Taylor’s mother, a registered nurse who for a time housed and cared
for Mr. Phillips; roughly $40,500 that was paid to her son and
daughter; and more than a dozen checks totaling about $15,000 that
were written to another person believed to be a relative.
Ms. Taylor defended her
hiring of family members, saying that she paid her daughter and
son-in-law, a licensed contractor, about $35,000 for contracting
work on some of Mr. Phillips’s property, roughly half of what she
says she owed them. Ms. Taylor said she paid her son a few thousand
dollars over the years for work including cutting Mr. Phillips’s
hair, providing security for her when she checked the judge’s
property and acting as a property manager at some of the more
"troubled" spots he owned.
Mr. Glazer, the lawyer for
Mr. Phillips’s niece, said Ms. Taylor’s methods were improper.
"There was never a court
order allowing her to pay herself," he said. "Anybody that has ever
been appointed guardian knows full well that they have to submit an
affirmation of legal services, and it is up to the court to
determine if that affirmation is correct."
Hearings will soon be under
way to determine if Ms. Taylor broke any laws by paying herself. The
Brooklyn district attorney’s office declined to press charges
against Ms. Taylor and referred the matter to a lawyer’s
disciplinary committee.
The judge overseeing the
guardianship case, Justice Michael L. Pesce of Brooklyn
Supreme Court, recently
recused himself.
Dee Woodburne, a former
paralegal who has been trying to get some of Mr. Phillips’s assets
returned to him, filed a complaint last year with the New York State
Commission on Judicial Conduct regarding Justice Pesce’s handling of
the case. He did not respond to a request for comment last week.
A judicial committee
spokesman said that he could not confirm or discuss any matter in
which the committee had not reached a conclusion.
Ripped-off Judge Gets New Home
By Alex Ginsberg
New York Post
May 17, 2007
A retired judge who
languished in a Bronx nursing home while his vast fortune dwindled
under the care of court-appointed guardians finally left the
facility yesterday, 21/2 years after being virtually locked up there
and forbidden to receive visitors.
John Phillips, 83, who was
known in his days on the Brooklyn bench as the "Kung Fu Judge"
thanks to his interest in martial arts, walked out of the East Haven
Nursing and Rehabilitation Center on Eastchester Road and into a
waiting van.
"He walks in, he said, 'Oh,
boy,' when he walked into the room," said lawyer Ezra Glaser, who
represents the judge's niece. "He looked very happy."
Phillips' new digs, Castle
Senior Living in Brooklyn, is an improvement because it's an
assisted-living facility, rather than a full-service nursing home.
Phillips' niece had
initially sought to have him released to her care, but the plan
proved too costly.
'Grand'
$Lam on Estate Lawyer
By Alex Ginsberg
New York Post
December 20, 2006
The lawyer accused of
mismanaging the affairs of an elderly ex-judge while improperly
paying herself $300,000 will have to pony up a grand each day she
fails to turn over documents relating to the botched case, a judge
ordered yesterday.
"Starting tomorrow, $1,000
a day," Justice Michael Pesce told the lawyer, Emani Taylor, after
finding she'd failed to hand over a single tax document in
connection with her three years' work as guardian.
The delay is preventing
Taylor's successor guardian from filing tax returns on the estate of
the Alzheimer-stricken ex-Judge John Phillips.
"How can I prepare
returns?" asked the successor, James Cahill. "Should I write
hypothetical numbers?"
Taylor's lawyer, William
Martin, told Pesce his client was complying with the judge's demands
as quickly as she could.
"We're not far from the
mark, judge," said Martin.
But an irked Pesce shot
back, "We're not even on the same planet, Mr. Martin."
'Scam'
Family Plan
By Alex Ginsberg
New York Post
December 12, 2006
The
lawyer accused of improperly paying herself hundreds of thousands of
dollars from the assets of an Alzheimer's-stricken ex-judge wasn't
just keeping the goodies to herself, newly filed court papers
allege.
Emani Taylor, a former
court-appointed guardian for John Phillips, 83, spread around more
than $100,000 to relatives, according to the papers.
John Phillips
-
Alzheimer's ex-judge.
Citing newly acquired
bank records, current guardian James Cahill Jr. says four relatives
landed the nice chunk of change: Taylor's mother, son, daughter and
a woman whose relationship with her was unclear.
Notes in the "memo" section
of the checks suggest that Taylor may have "employed" the relatives
to perform jobs related to Phillips' care.
Within weeks of taking over
the Phillips guardianship, Cahill accused Taylor of improperly
paying herself $187,000.
The most recent set of
papers allege that the sum is closer to $300,000 - not counting the
money that he believes went to relatives.
"It is submitted that the
court should modify and expand its prior order directing Emani
Taylor to repay funds and hold Emani Taylor in contempt for her
failure to obey the orders of this court," Cahill wrote.
Taylor's lawyer did not
return a telephone message seeking comment, and efforts to reach
Taylor's relatives were unsuccessful.
Last month, Taylor dodged
trouble when Brooklyn DA Charles Hynes announced he would not seek
charges against her. Hynes' office, instead, referred the case to a
lawyers' disciplinary committee for possible disbarment.
Hynes' spokesman, Jerry
Schmetterer, said it was likely that the evidence made public in
Cahill's filings was already examined as part of the earlier
investigation by the DA's office. Nevertheless, he said the office
would review the evidence to be sure.
The records filed by Cahill
show 21 checks totaling $49,423 were made out to Taylor's mother;
two totaling $35,000 to her daughter and three totaling $5,515
payable to her son.
There are also 13 checks
worth a combined $14,760 made out to a fourth person believed to be
a relative.
The single largest check,
made out to the mother for $36,500, includes a note in the memo
section, "John L Phillips/Nurse."
NY Lawyer
Faces Ethics Probe
Over Guardianship of Former Judge
By Tom Perrotta
New York Lawyer
New York Law Journal
December 1, 2006
The attorney accused of mishandling a former state judge's estate
did nothing criminal, but she may be in line for disciplinary action
by the Appellate Division, First Department, the Brooklyn District
Attorney's Office said yesterday.
The lawyer, Emani Taylor,
was appointed as a law guardian to retired Brooklyn Supreme Court
Justice John L. Phillips in 2003. She was removed from the case at
her request this year, and the new guardian discovered that Ms.
Taylor had written $200,000 in checks to herself from the judge's
accounts.
After an investigation, the
Brooklyn district attorney concluded that Ms. Taylor was owed that
money for her work, but had failed to collect the necessary
paperwork for the checks from the judge presiding over the case,
Justice Michael Pesce, according to Jerry Schmetterer, a spokesman
for the district attorney.
Ms. Taylor, who could not
be reached for comment, has defended her actions in the past and
told the New York Post she is owed over $500,000.
Judge-case Judge Probe
By Alex Ginsberg
New York Post
November 14, 2006
-- A state panel is
investigating whether a Brooklyn judge allowed a court-appointed
guardian to loot hundreds of thousands of dollars from the estate of
an elderly retired jurist.
The inquiry by the state
Commission on Judicial Conduct centers on Justice Michael Pesce's
handling of the disaster-plagued guardianship of
Alzheimer's-stricken John Phillips, a source told The Post.
Papers filed in that case
charge a court-appointed lawyer, Emani Taylor, swiped nearly
$200,000 from the ex-judge's holdings.
Phillips' supporters say
they believe that figure represents only the tip of the iceberg.
Meanwhile, Pesce, who
appointed Taylor and kept her on for some three years, came down
hard on her yesterday, demanding that she explain where the money is
and revealing he had referred the matter to the DA's office.
"Give me an answer as to
why those monies were withdrawn without my knowledge or permission,"
he said.
But he, too, may have some
explaining to do.
The complaint before the
commission alleges that Pesce failed to order an accounting for the
three years Taylor served as guardian - a process meant to take
place every six months.
The commission is also
believed to be probing the unusual sealing of the case file and
Pesce's recusing himself from overseeing the sale of three of
Phillips' buildings.
Pesce was booted from a
post supervising Brooklyn Supreme Court in 2002 after a series of
complaints.
Lawyer
Denies $Cam
By Patrick Gallahue
New York Post
October 28, 2006
A Manhattan lawyer under
investigation for allegedly writing herself checks for $187,000 from
an Alzheimer's-stricken judge's estate fought back in court
yesterday - after new questions were raised about another $18,000
gone missing.
"I have not stolen anything
from the estate of John Phillips," said Emani Taylor,
court-appointed guardian of Judge Phillips' multimillion-dollar
estate.
As The Post reported this
month, the Brooklyn DA is looking into checks allegedly written by
Taylor from Phillips' account to the tune of $187,000, and into
another $81,000, from the sale of one of Phillips' properties that
vanished from an escrow account.
And Phillips' new guardian,
James Cahill Jr., raised questions yesterday about an $18,000 check
itten from Phillips' account.
Taylor wouldn't discuss
specifics, saying an accounting of her work was under way, but said
it was she who was owed money.
"For four years, I gave my
blood, sweat and tears - turning around many hats as attorney,
guardian of person and guardian of property of John Phillips - for
work that has already been estimated by my accountant at over
$537,492," she said.
"And I will fight the state
of New York to collect every dime."
Da
Eyes 'Rip-off' of Judge
By Alex Ginsberg
New York Post
October 17, 2006
The Brooklyn District
Attorney's Office said yesterday it will investigate the alleged
theft of $187,000 from the account of an elderly ex-judge by his
court-appointed guardian.
The announcement was
greeted warmly by supporters of the former judge, John Phillips, 82,
who lives in a nursing home.
"There's got to be a
special place in hell for people who rip off old folks they're
supposed to be helping," said Ezra Glaser, a lawyer representing the
judge's niece, who is seeking custody.
Last week, The Post
reported that former guardian Emani Taylor, a Manhattan lawyer who
has managed the assets of the Alzheimer's-stricken judge for the
past three years, had written herself 16 checks from Phillips'
account.
The alleged wrongdoing came
to light after Taylor resigned from the guardianship in September
and the new guardian, James Cahill Jr., examined the financial
records.
Out of
Order - Ailing Judge's Guardian 'Stole 187g'
By Alex Ginsberg
The New York Post
October 10, 2006
The
court-appointed guardian who has looked after the
multimillion-dollar estate of an elderly ex-judge helped herself to
$187,000 from the incapacitated man's account, bombshell court
papers charge.
Emani Taylor, who resigned
as the guardian of former Judge John Phillips last month, cut 16
checks between December 2005 and August 2006, ranging from $2,000 to
$52,000, from the judge's account - all payable to herself, the
documents charge.
CHECK IT OUT: An Aid to Retired
John Phillips
(above) allegedly wrote checks to herself from
The allegations were
made public last
the ailing jurist's bank account.
Wednesday in a petition
filed by
Taylor's successor guardian, who says he uncovered evidence of
missing funds and unorthodox transactions during Taylor's tenure.
The 82-year-old judge's
supporters have long accused Taylor of mismanaging the money.
Phillips, stricken with Alzheimer's but relatively lucid, remains by
order of the court confined to a Bronx nursing home.
Last week's filings, by new
guardian James Cahill Jr., are the first detailed allegations of
wrongdoing.
"Additionally, there remain
serious questions about other checks written by Emani Taylor that
are the subject of a continuing investigation," he wrote.
The petition, which was
signed by Justice Michael Pesce, demands Taylor be stopped from
spending any funds or selling any buildings that may rightfully
belong to Phillips. In the filing, Cahill also notes that $81,000
that was placed in escrow for the sale of one of the judge's
buildings was never transferred into his account once the closing
took place.
"The location of those
escrow funds remains unknown at this time," Cahill wrote.
He said another $696,000
from sales of the judge's property is unaccounted for. Taylor did
not respond to a request for comment. In previous conversations with
The Post, she has denied wrongdoing and said she was overwhelmed by
the amount of work the guardianship created for her.
Phillips was declared
incompetent in 2001 and his estimated $10 million in real estate
holdings - including two theaters - were placed in the care of
Taylor's predecessors as court-appointed guardians, following a
motion by a prosecutor in the Brooklyn DA's office.
Critics of Brooklyn DA
Charles Hynes believe his office made the motion to take Phillips, a
possible candidate to challenge Hynes, out of commission. The DA's
office has repeatedly said it acted to protect Phillips' properties
from swindlers.
Once the proper funds can
be allocated, Phillips should be able to leave the nursing home and
live under the care of a niece, Symphony Moss. But given the
disarray the judge's funds appear to be in, that could take time.
"Maybe if this was done
properly, he could be living in the lap of luxury instead of just
trying to get released from a home," said Moss' lawyer, Ezra Glaser.
"He saved all this money
through the years, he had multimillion dollars in assets. We assume
this is for his retirement years and he has been living in absolute
poverty. Why?"
Judge's
Guardian Out
By Alex Ginsberg
New York Post
September 14, 2006
An embattled
court-appointed lawyer accused of mismanaging the assets of an
elderly and incapacitated ex-judge was removed from the case
yesterday.
Emani Taylor, the legal
guardian of former Judge John Phillips' holdings, said she requested
the removal because the strain of the massive legal work was taking
its toll on her health.
"I would just say that it's
an overwhelming case," said Taylor.
Phillips, 82, a former
Brooklyn Civil Court judge, has been confined to a Bronx nursing
home and forbidden to receive unauthorized visitors for the past 20
months.
Friends and supporters of
his have complained to the state's Commission on Judicial Conduct,
alleging that Taylor and Brooklyn Supreme Court Justice Michael
Pesce have squandered the judge's considerable real-estate holdings,
selling them off at far below market value.
'Prisoner'
Judge Bids for Liberty
By Alex Ginsberg
New York Post
March 1, 2006
A former judge, who has
been confined to a nursing home, made a dramatic appearance in
Brooklyn Supreme Court yesterday, as lawyers representing his
relatives proposed plans to lift the court order keeping him at the
facility.
"I'm a lawyer," said
ex-Judge John Phillips. "I've been a judge for 17 years. How does
something like this happen to me?"
Phillips, 82, looked and
sounded healthy, but also repeated himself several times, and when
asked, wasn't sure of the date.
The former jurist and his
supporters claim there's no medical reason why he should be kept at
the East Haven Nursing and Rehabilitation Center.
They've filed a complaint
with state officials, alleging that his assets, which once included
10 buildings and two theaters in Brooklyn, are being sold off at
below-market prices by his court-appointed guardian.
But yesterday, Justice
Michael Pesce expressed confidence that Phillips' finances were
being handled properly by the guardian, Emani Taylor.
And he welcomed petitions
from a niece and a nephew of the former judge that laid out what
sort of care each could provide if Phillips were released to their
custody.
"I do favor Judge Phillips
going back to live in the community," Pesce said, but added that
Phillips was not competent to look after his finances.
Judge 'Home' Bound
By Alex Ginsberg
New York Post
February 28, 2006
A
beloved former Brooklyn judge says he's a virtual prisoner in a
Bronx nursing home where he has been confined by a court order for
more than a year while his appointed guardian sells his assets.
The former judge, John
Phillips, 82, wears a monitoring wristband and cannot leave or
receive telephone calls at the East Haven Nursing and Rehabilitation
Center — but spoke to The Post via a tape recorder carried by a
friend during a visit.
JOHN PHILLIPS
"It's lousy
what they did to me," Phillips told The
"I've got to get out."
Post. "It's
lousy what they did to me," Phillips told
Photo: Steven Hirsch
The Post.
"It's lousy what they did
to me," Phillips told The Post. "I've got to get out of here and get
back to Brooklyn. They're stealing from me. I'm going to get my life
back. I've got no business being here."
Phillips has been an
involuntary guest at the home since December 2004. Court-appointed
guardians have looked after his multimillion-dollar estate since
2002, when a judge ruled that he was not mentally competent.
All records in connection
with his case have been sealed. But a lawyer retained by a niece of
Phillips' said the judge is barred from leaving the facility by a
court order.
"I still don't understand
how the judge is at the nursing home," said the lawyer, Armani
Scott. "But once he was put in, the court said he can't get out
until they say so."
Scott said he's unaware of
any specific treatment the ex-judge is getting at the home.
A nursing-home official,
speaking on condition of anonymity, told The Post that Phillips did
require monitoring and care — but also said the situation would be
better if the ex-judge lived with a relative.
Of particular concern to
both Phillips and loved ones is what's happening to his estate,
which includes at least 10 buildings and two theaters.
Earlier this month, a
committee formed by friends of Phillips' filed a complaint with
state Attorney General Eliot Spitzer to look into the management of
his finances by his court-appointed guardian, Emani Taylor.
Taylor did not return a
call seeking comment.
Relatives plan to attend a
Brooklyn Supreme Court hearing today in hopes of persuading Justice
Michael Pesce to release Phillips and relieve Taylor.
Meanwhile, Phillips is
outraged that his properties are being sold.
"They are stealing my
theaters and everything," Phillips says on the tape. "I want to get
out of here . . . I'm gonna tear their asses up when I get out."
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